The Form 4 filing, an SEC report of insider stock activity, was submitted on Nov. 3, 2026. The trade took place one day earlier. David L. Finkelstein serves as Annaly Capital Management's chief executive and co-chief investment officer.
Transaction details
| Transaction | |
|---|---|
| Date of Earliest Transaction | 2026-11-02 |
| Date of Latest Transaction | 2026-11-02 |
| Buy/Sell | sell |
| Transaction Count | 1 |
| Shares Transacted | 48,223 |
| Price | $18.43 |
| Total Transaction Value | $888,749.89 |
| Insider | |
| Ticker Symbol | NLY |
| Company | ANNALY CAPITAL MANAGEMENT INC |
| Insider Name | Finkelstein David L |
| Insider Title | CEO and Co-CIO |
| Sector - Industry | Other - Unclassified |
| Holdings | |
| Total Shares Owned After Transaction | 731,267 |
| Position Size Change | 6.19% |
| Filing | |
| Filing Date | 2026-11-03 |
| SEC Link | View filing |
FAQ
What type of transaction is this?
This was a sale of NLY shares, reported with transaction code S. The filing information lists one transaction.
What was the average price of the transaction?
The reported average sale price was $18.43 per share. This price applies to the single sale on Nov. 2, 2026.
How did this transaction affect the insider's holdings?
He sold 48,223 shares and reported owning 731,267 shares afterward. The shares sold made up 6.19% of the shares he held before the sale.
What's the total transaction value?
The total reported value was $888,749.89. That amount covers the one transaction involving 48,223 shares.
Are there any special circumstances around this transaction?
The filing information includes a Rule 10b5-1 reference. These plans set trading instructions in advance. The available details do not confirm that a plan covered this specific sale.
Footnote text and plan terms were not available to clarify that point. No plan start date or trading schedule is available. The reference does not explain why the shares were sold.
For research purposes only; not investment advice.