The Form 4 filing, an SEC report of an insider's stock activity, was filed on October 15, 2026. The sale took place that same day. It lists Smith Philip Andrew as chief executive officer of StoneX Group Inc. (SNEX).
Transaction details
| Transaction | |
|---|---|
| Date of Earliest Transaction | 2026-10-15 |
| Date of Latest Transaction | 2026-10-15 |
| Buy/Sell | sell |
| Transaction Count | 1 |
| Shares Transacted | 45,000 |
| Price | $59.50 |
| Total Transaction Value | $2,677,486.50 |
| Insider | |
| Ticker Symbol | SNEX |
| Company | StoneX Group Inc. |
| Insider Name | Smith Philip Andrew |
| Insider Title | Chief Executive Officer |
| Sector - Industry | Other - Unclassified |
| Holdings | |
| Total Shares Owned After Transaction | 738,216 |
| Position Size Change | 5.75% |
| Filing | |
| Filing Date | 2026-10-15 |
| SEC Link | View filing |
FAQ
What type of transaction is this?
This was one stock sale, reported with transaction code S. The details also suggest a link to an exercise or conversion, explained below.
What was the average price of the transaction?
The average price was $59.4997 per share, or $59.50 rounded to cents.
How did this transaction affect the insider's holdings?
The sale involved 45,000 shares and left 738,216 reported shares owned afterward. The shares sold were 5.75% of the shares owned before the sale.
What's the total transaction value?
The total value was $2,677,486.50 for the single reported sale.
Are there any special circumstances around this transaction?
The details point to a Rule 10b5-1 plan reference. These plans set trading instructions in advance. The disclosure text and footnotes are unavailable, so it is unclear whether the reference covers this sale. The plan's terms are also unknown.
The information also suggests a link to an exercise or conversion involving the same number of shares. An exercise can involve using a stock option, a right to buy shares. A conversion exchanges another type of investment for shares.
The related acquisition details are unavailable. Its date and account remain unknown. The share-count match does not confirm that the exact shares received were sold or that both steps happened on the same day.
For research purposes only; not investment advice.