The Form 4 filing, an SEC report of insider stock activity, was filed on October 13, 2026. It lists October 8, 2026, as the purchase date, five days earlier. GOLDSTEIN PHILLIP is listed as secretary of Total Return Securities Fund.
Transaction details
| Transaction | |
|---|---|
| Date of Earliest Transaction | 2026-10-08 |
| Date of Latest Transaction | 2026-10-08 |
| Buy/Sell | buy |
| Transaction Count | 1 |
| Shares Transacted | 5,000 |
| Price | $5.73 |
| Total Transaction Value | $28,637.00 |
| Insider | |
| Ticker Symbol | SWZ |
| Company | Total Return Securities Fund |
| Insider Name | GOLDSTEIN PHILLIP |
| Insider Title | Secretary |
| Sector - Industry | Other - Unclassified |
| Holdings | |
| Total Shares Owned After Transaction | 124,229 |
| Position Size Change | 4.02% |
| Filing | |
| Filing Date | 2026-10-13 |
| SEC Link | View filing |
FAQ
What type of transaction is this?
This was a purchase of SWZ shares, reported under transaction code P. The transaction record covers one purchase by one insider.
What was the average price of the transaction?
The average price was $5.7274 per share. Rounded to cents, that is $5.73 per share, as shown in the transaction details above.
How did this transaction affect the insider's holdings?
The purchase added 5,000 shares, leaving 124,229 shares owned afterward. The shares bought in this trade made up 4.02% of that reported total.
What's the total transaction value?
The total transaction value was $28,637.00 for the single purchase. Buying 5,000 shares at the reported average price of $5.7274 per share matches that amount.
Are there any special circumstances around this transaction?
The available transaction information did not identify a special arrangement for this purchase. Footnote text was not available for this report, so any further terms or explanations in those notes remain unknown.
Source: SEC Form 4 filed October 13, 2026.
For research purposes only; not investment advice.